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Is Another Clause in the Constitution Dead?

August 25th, 2005 · 4 Comments

No State shall, without the Consent of Congress, lay any Duty of Tonnage, keep Troops, or Ships of War in time of Peace, enter into any Agreement or Compact with another State, or with a foreign Power, or engage in War, unless actually invaded, or in such imminent Danger as will not admit of delay.
–Constitution, Article I, Section 10

I’m no expert, but how is this not an “agreement or compact”?

Nine northeastern U.S. states are working on a plan to cap and then reduce the level of greenhouse gas emissions from power plants, the first U.S. deal of its kind and one which would see the region breaking with President George W. Bush who refused to sign the Kyoto Protocol

The move comes as California, Washington and Oregon are considering a similar pact — a dynamic environmentalists say could pressure the federal government to adopt a national law. Bush refused to sign the Kyoto Protocol, the greenhouse gas reduction plan already adopted by over 150 countries.

Under the plan being worked on, New York, New Jersey, Connecticut, Delaware, Maine, Massachusetts, New Hampshire, Rhode Island and Vermont would cap carbon dioxide emissions at 150 million tons a year — roughly equal to the average emissions in the highest three years between 2000 and 2004. Starting in 2015, the cap would be lowered, and emissions would be cut by 10 percent in 2020.

Each state legislature would have to approve the caps, said Dennis Schain, a spokesman for Connecticut’s Department of Environmental Protection.

I would certainly hope that each state legislature would have to approve the cap. But I ask again, how is this not an “agreement or compact” that would also require Congressional approval?

Like so many other limitations on government power in the Constitution, the Compact Clause got off to a good start but eventually was deemed too pesky and troublesome for the Supreme Court to take seriously:

The Constitution did not purport to exhaust imagination and resourcefulness in devising fruitful interstate relationships. It is not to be constructed to limit the variety of arrangements which are possible through the voluntary and cooperative actions of individual States with a view to increasing harmony within the federalism created by the Constitution.

New York v. O’Neill, 359 U.S. 1 (1959)

So now it’s not what the Constitution says — any agreement or compact — but just what the Court finds convenient — some agreements or compacts.

“Some” now seems to mean only those compacts that increase state power at the expense of federal power:

[A]pplication of the Compact Clause is limited to agreements that are “directed to the formation of any combination tending to the increase of political power in the States, which may encroach upon or interfere with the just supremacy of the United States.”

U.S. Steel v. Multistate Tax Comm’n, 434 U.S. 452 (1978) (internal citations omitted)

Okay, fine. I will ask a third time: How is the Regional Greenhouse Gas Initiative still not an “agreement or compact” that would require Congressional approval? The express purpose of RGGI is to circumvent federal policy regarding greenhouse gases. These nine states are essentially thumbing their collective nose at President Bush, and Congress, and invoking a “mini-Kyoto.” If the whole point of reducing carbon dioxide emissions is to account for the fact that “gases cross state lines,” then that only strengthens the argument that policy should be federal rather than regional. And if the state officials behind RGGI are confident that the agreement doesn’t encroach upon the federal sphere of influence, then what’s wrong with asking Congress to sign off on it, just to be sure?

We already have too much federal government, too much state government, and too much local government. Do we really need to add “too much regional government” as well?

I don’t know whether there are any parties with standing who intend to challenge RGGI on Compact Clause grounds. That might be for the best anyway. With this current Raich-Kelo, “too much government is never enough” Supreme Court, any further Compact Clause litigation might very well kill it off altogether.

Another one bites the dust…

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4 responses so far ↓

  • Link Craig // Aug 25, 2005 at 9:01 pm

    Congress has authorized it, so it is perfectly legal. Under the law, states can choose federal standards set by the EPA or more stringent standards so long as they are atleast as protective as the federal standards and are approved by the EPA administrator. See 42 U.S.C. §7543(b)(1). And states that choose to do this are encouraged to set their standards the same as neighboring states to ease the burden on auto manufacturers. I believe the standards recently approved by Washington State are in line with California's and only go into effect if Oregon also adopts them. The Northeast states it appears are doing something similar.

    This ain't like Texas wanting to become part of OPEC. :-)

  • Link KipEsquire // Aug 25, 2005 at 10:40 pm

    I'm not sure that's entirely dispositive — the federal government authorizing more stringent standards above and beyond the federal requirements is not the same as expressly authorizing interstate compacts.

    One way or the other, I find it depressing that these questions aren't being asked more often.

  • Link dolphin // Aug 26, 2005 at 11:18 am

    I think interprettng that clause to apply to ANY agreement between states is enough to bring the federal government to it's knees.

    Can you imagine Congress having to stop what it's doing and offer approval any time any two states what to do the slightest thing that affects the other?

  • Link Craig // Aug 26, 2005 at 2:33 pm

    Dolphin is right. Should Congress have to step in and approve every time two states agree to (just to use a "conservative" as opposed to "liberal" example) reciprocity agreements for licenses to carry a concealed firearm or an agreement that either state's valid fishing license can be used on waters bordering two states even if a person with State A's license happens to accidently fish in State B's territory? There are tons of agreements between states that are of such minor significance (i.e. do not impose on or impede federal authority over commerce, international relations, etc) they should not be understood to reach the threshold of the clause.